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1 Each trade order will be treated as a separate transaction subject to commission. An order that executes over multiple trading days may be subject to additional commission. One commission will be assessed for multiple trades, entered separately, that execute on the same day, on the same side of the market.
2 Transaction fee applies per transaction (buy or sell). You can choose to buy or sell shares directly from the fund itself or its principal underwriter or distributor without paying a fee to Wells Fargo Advisors.
No-load mutual funds are funds that do not charge a sales load when you buy or sell the funds. A transaction fee is a trading fee that is charged by the brokerage firm when you buy or sell shares of a fund, and may be avoided by buying or selling directly from the fund company. All mutual funds, including "no load" funds, incur transaction costs, expenses, and other fees that are passed through by the mutual fund to fund shareholders. Costs and other expenses apply to a continued investment in a mutual fund and are described in the fund's current prospectus.
For load funds, refer to the prospectus for the fund's annual operating expenses which include management, marketing and distribution fees as well as other expenses such as administrative services.
Wells Fargo Advisors receives remuneration from fund company complexes, including but not limited to: networking and omnibus service fees; revenue sharing; intra-company compensation arrangements; training and education support; and other compensation for general services provided to the funds. Please see the Guide to Investing in Mutual Funds for more information at https://saf.wellsfargoadvisors.com/emx/dctm/Marketing/Marketing_Materials/Mutual_Funds/e6244.pdf
3 In accordance with the Wells Fargo Advisors Fraud Program, Wells Fargo Advisors must provide, without charge and within 30 days of the request, a copy of any client statements or transaction records to clients who have been a victim of identity theft.
4 Outgoing account transfer fees will display as “Termination Fee” on client statement.
5 Termination Fee applies to full distribution of Traditional, Roth, SEP, and SIMPLE IRAs; fee is waived for clients over age 70½ or accounts terminated due to death or disability. Full IRA Distributions, when completed using Access Online IRA Distribution function, will have the IRA Termination Fee waived.
6 Some foreign governments impose a fee on purchases and sales of securities of companies incorporated in their countries. The Foreign Financial Transaction Fee corresponds to the amount of the tax, as set forth under applicable foreign tax laws. It is generally a percentage or scheduled amount based on the aggregate purchase price of the securities subject to the tax. If this fee is charged, the amount will be displayed on the trade confirmation. More specific information about the fee and how it is assessed can be found at wellsfargoadvisors.com/disclosures/foreign-financial-transaction.htm.
7 This fee is used to offset certain fees that are charged to Wells Fargo Advisors by self-regulatory organizations (SROs) such as national securities associations and national securities exchanges. This fee periodically changes and is reflected on your trade confirmation as part of the “Other Fee.” The fee charged to you may not equal the exact fee paid by Wells Fargo Advisors to the SROs for your transaction due to various factors including rounding methodology or dates of rate changes. Any differences may be retained or paid by Wells Fargo Advisors.
8 This fee is used to offset certain fees that are charged to Wells Fargo Advisors by various options exchanges for options transactions. The fee applies to both buy and sell options transactions and is collected by the Options Clearing Corporation (OCC) on behalf of the options exchanges. The fee periodically changes. The fee charged to you may not equal the exact fee paid by Wells Fargo to the OCC due to various factors including rounding methodology or dates of rate changes. Any differences may be retained or paid by Wells Fargo Advisors.
9 Overnight deliveries of checks are subject to an additional convenience charge. If Overnight Delivery of checks is requested, a charge of $15 will be charged in addition to any other charges/fees that may apply.
10 A prepayment is a payout (ACH, Checks and Federal Funds Wires) using funds from the proceeds of an unsettled sale of securities. These should be limited to time-sensitive requests only. The unsettled trade prepay fee will be a minimum of $10 for amounts up to $50,000 and an additional $10 for each $50,000 distributed.
11 Agents for foreign securities may impose a fee for custodial services rendered. If this fee is imposed, it will be passed to the client.
12 Deposit/Withdrawal at Custodian is the process of transferring shares between broker-dealer and the security issuer’s transfer agent. This fee applies only to transactions delivering shares from Wells Fargo Advisors to the custodian.
13 Fee applies to any asset for which Wells Fargo Advisors/First Clearing does not hold a selling agreement but has met the requirements to be displayed on the client statement. Applies to outside investments displayed on both standard brokerage and IRA statements.
14 Wells Fargo Advisors files IRS Form 990-T (Exempt Organization Business Income Tax Return) on behalf of custodial retirement accounts with Unrelated Business Taxable Income (UBTI).
Commissions and fees are subject to change without notice