Regulatory Compliance Officer for Finance - 12/11/2024 09:56 EST

We are a financial promotions approver under the FCA's section 21 gateway in the UK. Our clients include cryptoasset firms and fund managers. We are looking for a mid-level compliance analyst with expertise in navigating the FCA's financial promotions rules and the MiFID II regulatory framework. Location: Hybrid - will require presence at our office in Bath, UK. Key Responsibilities: - Monitor our financial promotion approvals teams and processes - Implement and oversee compliance improvement programs. - Carry out day to day compliance functions. - Liaise with regulatory bodies and manage compliance documentation. - Provide training to junior members of the compliance team. - Develop and deliver training programs to ensure staff understanding and compliance with the relevant regulatory requirements. - Prepare and present compliance reports to senior management and the board. - Establish protocols for reporting compliance incidents and breaches. - Produce and submit regulatory reports. Ideal Skills and Experience: - Proven experience in regulatory compliance, specifically within the investment funds/cryptoasset industry. - In-depth understanding of the financial promotion rules and the UK's MiFID II framework. - Excellent analytical skills and attention to detail. - Strong communication skills for liaising with regulatory bodies. This project is expected to last for 6 months. This project will require a part-time commitment. Familiarity with Jira is preferred. Our primary goal is to ensure compliance accuracy and adherence to regulatory requirements. We need someone with 3-5 years of experience in regulatory compliance roles. The compliance officer will be responsible for designing and delivering training programs. The compliance officer will primarily work in a hybrid mode working remotely and with us at our office in Bath, UK.