Enforcement reporting

FINMA’s reporting creates transparency about its enforcement activities. It publishes summaries of selected rulings. It also publishes databases of anonymised enforcement actions that were concluded with a ruling, as well as key court rulings that concern its enforcement decisions.

FINMA’s reporting creates transparency about its activity in this area, thereby showing the market what practices are unacceptable.

Selected rulings

FINMA publishes selected rulings as part of its enforcement reporting. Besides a brief summary of the relevant case, excerpts from the grounds for the decision are also reproduced.

To the Selected rulings

Case reports

FINMA publishes anonymised summaries of its enforcement actions in a database.

To the Case reports

Court decisions

FINMA publishes anonymised summaries of key court rulings that concern its enforcement decisions in a database.

To the Court decisions

Enforcement statistics

In addition to selected rulings and its database with the enforcement decisions and selected court rulings, FINMA publishes various figures and statistics on enforcement on a regular basis.

To the Enforcement statistics