Regulatory Compliance & Corporate Oversight Manager

As a mid-level Compliance Manager, you will be primarily tasked with ensuring our adherence to regulatory standards and internal policies. Your focus will be on: - Regulatory Compliance: You will monitor our operations and ensure we meet all relevant laws and regulations. Your role is crucial in avoiding potential legal issues and fostering a culture of compliance within the organization. - Internal Policies Enforcement: You will ensure all employees adhere to our established internal policies. This may involve conducting regular audits, assessments, and employee training sessions. - Ethical Standards Adherence: You will oversee our adherence to ethical standards, promoting integrity and transparency throughout the organization. Your ability to identify and address potential ethical breaches will be key. - Evaluate and manage compliance risks to mitigate potential threats to the organization. - Prepare and submit compliance reports to senior management and regulatory bodies. - Stay informed about and communicate updates on relevant laws and regulations. - Monitor and analyze legal trends that may impact the organization. The ideal candidate should have a solid background in regulatory compliance and corporate governance. Strong analytical skills, attention to detail, and excellent communication abilities are essential for success in this role. Prior experience in conducting compliance audits and training sessions would be highly advantageous. The Compliance Manager will oversee regulatory compliance in the financial services industry.