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. 2023 Feb 13;18(2):e0281647. doi: 10.1371/journal.pone.0281647

CD8/PD-L1 immunohistochemical reactivity and gene alterations in cutaneous squamous cell carcinoma

Haruto Nishida 1,*, Yoshihiko Kondo 1, Takahiro Kusaba 1, Kazuhiro Kawamura 1, Yuzo Oyama 1, Tsutomu Daa 1
Editor: Avaniyapuram Kannan Murugan2
PMCID: PMC9925078  PMID: 36780540

Abstract

In recent years, several immune checkpoint inhibitors targeting programmed death-ligand 1 (PD-L1) or PD-1 have been developed for cancer therapy. The genetic background of tumors and factors that influence PD-L1 expression in tumor tissues are not yet elucidated in cutaneous squamous cell carcinoma (cSCC). CD8-positive tumor-infiltrating lymphocytes (TILs) are known to be related to tumor immunity. Here, we aimed to study the relationship between CD8/PD-L1 immunohistochemical reactivity and gene alterations in cSCC. Tumorigenic genes were examined to identify gene alterations using next-generation sequencing (NGS). We collected 27 cSCC tissue samples (from 13 metastatic and 14 non-metastatic patients at primary diagnosis). We performed immunohistochemical staining for CD8 and PD-L1, and NGS using a commercially available sequencing panel (Illumina Cancer Hotspot Panel V2) that targets 50 cancer-associated genes. Immunohistochemically, CD8-positive TILs showed a high positive score in cSCC without metastasis; in these cases, cSCC occurred predominantly in sun-exposed areas, the tumor size was smaller, and the total gene variation numbers were notably low. The tumor depth, PD-L1 positivity, and gene variation number with or without tumor metastasis were not related, but the gene variation number tended to be higher in cSCCs arising in non-sun-exposed areas. Tumor metastasis was more common in cSCC arising in non-sun-exposed areas, which decreased the number of TILs or CD8-positive cells. From a genetic perspective, the total gene alterations were higher in cSCC with metastasis. Among them, ERBB4 and NPM1 are presumably involved in cSCC tumorigenesis; in addition, GNAQ, GNAS, JAK2, NRAS, IDH2, and CTNNB1 may be related to tumor metastasis. These results provide information on potential genes that can be targeted for cSCC therapy and on immune checkpoint inhibitors that may be used for cSCC therapy.

Introduction

Recently, remarkable progress has been made in the application of immunotherapy as a major strategy for cancer treatment, and several new immunotherapy drugs are now being released [13]. In particular, immunotherapy using the anti-programmed death-ligand 1 (PD-L1) antibody, an immune checkpoint inhibitor, is used for cutaneous malignant melanoma and squamous cell carcinoma of the lung and head, and neck [1]. Recently, an anti-PD-1 antibody product, Libtayo, was approved for use in the treatment of cutaneous squamous cell carcinoma (cSCC). Most skin malignancies are squamous cell carcinomas, with good prognoses, but the prognoses of advanced-stage cases are poor [46]. A few studies have focused on the genetic alterations in high-risk cSCC, and alterations in the TP53, NOTCH, and RAS families have been reported [5]. Sun exposure leads to mutations in NOTCH, TP53, FAT1, FGFR3, and EGFR [7]. CD8-positive tumor-infiltrating lymphocytes (TILs) are known to be related to tumor immunity; however, the prognostic factors of cSCC are still unknown. Hence, we aimed to study the relationship between the immunohistochemical reactivity for CD8 and PD-L1 and gene alterations in cSCC. Tumorigenic genes were identified using next-generation sequencing (NGS). This may lead to new therapeutic uses (drug repositioning) and development of new drugs for cSCC.

Materials and methods

We collected 27 surgically resected cSCC tissue samples (from 13 metastatic and 14 non-metastatic cases at primary diagnosis) between January 2000 and December 2020 at the Oita University Hospital. Formalin-fixed paraffin-embedded tissue (FFPE) blocks that showed representative histology were selected and cut into 4 μm-thick slices for immunohistochemistry analysis or into 10 μm-thick slices for gene sequencing. The study adhered to the guidelines described in the Declaration of Helsinki and was approved by the institutional ethics committee and review board of Oita University, Japan (approval number: 2191). The study was retrospective, and patients’ consent was obtained using an opt-out method.

Immunohistochemistry

Immunohistochemical staining was performed by briefly deparaffinizing the sections in xylene and rehydrating them in a graded series of alcohol; endogenous peroxidase activity was then blocked by incubation with 3% hydrogen peroxide for 20 min at 25°C. The antigens were retrieved by autoclaving the samples in citrate buffer (pH 9.0), and the slides were incubated with an anti-CD8 antibody (1:50, clone DK25, DAKO, Denmark, Code No. PB 984) for 2 h at 25°C, retrieved by autoclaving in citrate buffer (pH 6.0), and incubated with PD-L1 antibody (1:30, polyclonal, Abcam, Cambridge, UK, ab233482) for 30 min at 25°C. Immunoreactions were visualized using a streptavidin-labeled biotin peroxidase complex system (Nichirei, Tokyo, Japan). The nuclei were counterstained with hematoxylin. For evaluating TILs, a focus region in the tumor invasion area of the largest represented specimen was scored as 0 or 1 depending on the absence or presence of CD8-positive cells, respectively (Fig 1) [1]. In the assessment of PD-L1 positivity, the case was scored as 1 when positive staining was detected in >5% of the tumor cells and as 0 otherwise (Fig 2) [1].

Fig 1. Immunohistochemical analysis of CD8 (×40).

Fig 1

Immunohistochemical analysis indicating that CD8-positive cells (brown) surrounded and invaded tumor nests. Images of sections with staining scored as 1 (a) and 0 (b). The nuclei were counterstained with hematoxylin.

Fig 2. Immunohistochemical analysis of PD-L1 (×40).

Fig 2

In the assessment of PD-L1 positivity (brown), the score was 1 when positive staining of the membrane was detected in >5% of the tumor cells (a), and 0 otherwise (b). The nuclei were counterstained with hematoxylin; red line shows the tumor border.

NGS

DNA was extracted from the previously cut 10 μm-thick FFPE sections using a QIAamp DNA FFPE Tissue Kit (Qiagen, Germantown, MD, USA). DNA was quantified using a Qubit 3.0 fluorometer (Life Technologies-Thermo Fisher Scientific, Saint Aubin, France); we used the sample within the standard value according to the manual. Sequencing libraries were prepared for iSeq 100 according to the manual, and AmpliSeq was used for the Illumina Cancer Hotspot Panel V2 (Illumina, San Diego, California, USA) [8, 9]. The panel targeted 50 cancer-associated genes: ABL1, EGFR, GNAS, KRAS, PTPN11, AKT1, ERBB2, GNAQ, MET, RB1, ALK, ERBB4, HNF1A, MLH1, RET, APC, EZH2, HRAS, MPL, SMAD4, ATM, FBXW7, IDH1, NOTCH1, SMARCB1, BRAF, FGFR1, JAK2, NPM1, SMO, CDH1, FGFR2, JAK3, NRAS, SRC, CDKN2A, FGFR3, IDH2, PDGFRA, STK11, CSF1R, FLT3, KDR, PIK3CA, TP53, CTNNB1, GNA11, KIT, PTEN, and VHL. Mutations were studied using the Illumina VariantStudio software (Illumina). The gene alterations were referred to as stipulated by the gnomAD (https://gnomad.broadinstitute.org/), dbSNP (https://www.ncbi.nlm.nih.gov/snp/), and COSMIC (https://cancer.sanger.ac.uk/cosmic) databases. Gene pathogenicity was predicted using the ClinVar (https://www.ncbi.nlm.nih.gov/clinvar/) and PolyPhen (http://genetics.bwh.harvard.edu/pph2/) databases (in September 2022).

Statistical analyses

We performed a Chi-square test (for comparing TILs or PD-L1 between SCC without and with metastasis) and a Student’s t-test (for comparing age, sex, size, tumor depth, and position between SCC without and with metastasis). A p-value < 0.05 was considered statistically significant.

Results

The clinical summary, immunohistochemical results, and gene variation numbers (GVNs) are shown in Table 1 (cSCC without metastasis; cSCC-) and Table 2 (cSCC with metastasis; cSCC+). No therapies were administered to the patients before surgery and no patient had an immunosuppressive status. For the cSCC- and cSCC+ cases, respectively, the average ages were 87.2 and 83.0 years, average tumor sizes were 21.5 mm (range 9–50 mm) and 40.3 mm (range 4–90 mm), and tumor depths were 6.7 mm (range 2–21 mm) and 15.7 mm (range 1–60 mm). The average age was higher, and the tumor size was smaller in cSCC- patients. The tumor depth was higher in cSCC+ patients, and the tumor size was significantly larger in cSCC+ patients (p < 0.05). Cancer developed significantly in sun-exposed areas in 20 cases (face in 12 cases, dorsal hands in 5 cases, scalp in 1 case, and lips in 2 cases), while in 7 cases, cancer developed in non-sun-exposed areas (axillae in 2 cases, vulvae in 3 cases, thigh in 1 case, and foot in 1 case) (p < 0.05). In cSCC- patients, cancer developed predominantly in sun-exposed areas. The TIL score of cSCC- patients was higher than that of cSCC+ patients, and PD-L1 positivity tended to be lower in cSCC+ patients. A high TIL score was significantly related to PD-L1 positivity in cSCC- patients (p < 0.05).

Table 1. Clinical data of patients with cutaneous squamous cell carcinomas without Lymph Node metastasis (cSCC-).

Age (years) Sex Size (mm) Tumor depth
(mm)
Relapse Prognosis (months) Position TILs PD-L1 Gene variation
number
Face Dorsal
hand
Vulva
93 F 22 2 - 3 months, alive 1 1 1 40
88 M 40 21 - 17 months, alive 1 1 1 31
85 M 12 1 - 6 months, alive 1 0 0 30
84 M 9 2 - 1 month, alive 1 1 1 26
88 F 10 6 - 26 months, alive 1 1 0 26
98 F 20 2 - 12 months, alive 1 1 0 26
90 M 25 9 - 2 months, alive 1 1 1 24
89 M 9 1 - 36 months, alive 1 0 0 23
91 F 50 9 - 2 months, alive 1 1 1 3
81 F 20 8 skin 27 months, alive 1 1 0 113
82 F 15 15 skin 24 months, alive 1 1 1 25
82 F 15 3 - 2 months, alive 1 1 0 25
85 M 20 1 - 12 months, alive 1 1 1 18
85 F 35 14 - 24 months, alive 1 1 0 113
9 4 1 12/2a 7/7b 37c

TILs, tumor-infiltrating lymphocytes (scores: 0, <5%; 1, >5%; a, total of 1/0 scores); PD-L1 (scores: 0, <5%; 1, >5%, b, total of 1/0 scores); c, average of the variation numbers.

Table 2. Clinical data of patients with cutaneous squamous cell carcinomas with Lymph Node metastasis (cSCC+).

Age (years) Sex Size (mm) Tumor depth
(mm)
Relapse Prognosis (months) Position TILs PD-L1 Gene variation
number
Face Lip Scalp Dorsal
hand
Axilla Buttock Vulva Thigh Foot
81 M 25 5 ND ND 1 1 1 716
82 F 4 1 skin 7 months, alive 1 0 0 31
88 F 10 6 - 12 months, alive 1 1 0 20
99 F 35 8 skin 12 months, alive 1 0 0 236
85 F 28 7 skin, bone 72 months, alive 1 1 1 28
72 F 50 10 - 33 months, alive 1 1 1 141
82 F 15 4 ND ND 1 0 0 368
79 F 90 60 - 6 months, alive 1 0 1 123
91 M 45 2 - 41 months, alive 1 1 0 27
60 M 60 24 skin, LN 3 months, death 1 0 0 157
86 F 30 14 - 12 months, alive 1 0 0 351
83 M 43 21 skin 20 months, alive 1 0 0 41
92 M 90 43 ND ND 1 1 0 82
3 2 1 1 2 2 1 1 6/7a 4/9b 178c

ND, no data; LN, lymph node; TILs, tumor-infiltrating lymphocytes (scores: 0, <5%; 1, >5%; a, total of 1/0 scores); PD-L1 (scores: 0, <5%; 1 >5%; b, total of 1/0 scores; c, average of the variation numbers.

The analytical details of gene sequencing are shown in Tables 3 and 4. The average passing filter (% PF), ≥% Q30 (Read 1), and >% Q30 (Read 2) were 57.95, 90.31, and 87.26%, respectively. The mean coverage was 1939.55 (93.85%). cSCC- cases had a total of 330 gene alterations, whereas cSCC+ cases had a total of 1333 gene alterations, excluding pathogenic benign or synonymous mutations. GVNs were higher in cSCC+ than in cSCC- cases. The majority of cSCC- cases occurred in sun-exposed areas, and the total GVNs were notably low. The lowest GVNs were in RET, FGFR3 (synonymous), and KDR (not reported in ClinVar). In cSCC+ cases, gene alterations were numerous and detected in all 50 investigated genes; however, alterations in CTNNB1, GNAQ, GNAS, IDH2, JAK2, and NRAS were not detected in cSCC- cases. ERBB4 and NPM1 alterations were equally frequent, whereas APC, ATM, CDKN2A, EGFR, ERBB2, FGFR2, FGFR3, MET, MPL, NOTCH1, PDGFRA, RB1, RET, SMAD4, SMARCB1, SMO, and TP53 alterations were more frequent in cSCC+ than in cSCC- cases. A summary of the newly detected gene alterations is presented in Table 4. Although these genes have not been reported to be pathogenic or malignant in ClinVar and PolyPhen, we detected more than 30% of cSCC cases with these alterations. There were some differences in the variant frequencies of specific genes, such as ERBB4 (rs772717270) and NPM1 (rs760834615), and STK11 (rs2075606), between cSCC- and cSCC+ cases.

Table 3. Tumor gene mutation burden of squamous cell carcinomas.

cSCC+ cSCC-
ABL1 20 4
AKT1 14 1
ALK 12 3
APC 23 1
ATM 47 8
BRAF 6 2
CDH1 16 1
CDKN2A 40 3
CSF1R 26 16
CTNNB1 3 0
EGFR 60 6
ERBB2 25 2
ERBB4 66 55
EZH2 9 2
FBXW7 25 9
FGFR1 22 9
FGFR2 26 2
FGFR3 42 8
FLT3 27 14
GNA11 9 2
GNAQ 9 0
GNAS 12 0
HNF1A 10 3
HRAS 9 2
IDH1 5 2
IDH2 8 0
JAK2 11 0
JAK3 34 8
KDR 78 32
KIT 42 6
KRAS 17 4
MET 25 1
MLH1 4 2
MPL 14 1
NOTCH1 28 1
NPM1 41 40
NRAS 9 0
PDGFRA 18 1
PIK3CA 43 7
PTEN 42 10
PTPN11 12 4
RB1 47 6
RET 43 4
SMAD4 47 3
SMARCB1 26 2
SMO 20 3
SRC 13 1
STK11 45 16
TP53 74 17
VHL 29 6
Benign/synonymous 988 193
Total 2321 523

The genes in BOLD are those that have not been reported in cSCC, the genes in BLUE represent those with a higher frequency in cSCC+, and the genes in RED represent those detected only in cSCC+.

cSCC, cutaneous squamous cell carcinoma; cSCC-, cutaneous squamous cell carcinoma without metastasis; cSCC+, cutaneous squamous cell carcinoma with metastasis.

Table 4. Summary of new gene alterations of cSCC.

cSCC- cSCC+ Gene Chr Coordinate Type Variant Consequence HGVSc dbSNP ID
9 (64%) 9 (69%) CSF1R 5 149433596 mnp TG>TG/GA downstream_gene_variant rs386693509
11 (79%) 11 (85%) ERBB4 2 212578379 insertion T>T/TA splice_region_variant, intron_variant NM_005235.2:c.884-7dupT rs769292151
10 (71%) 13 (100%) ERBB4 2 212578379 deletion TA>TA/T splice_region_variant, intron_variant NM_005235.2:c.884-7delT rs397987661;rs67894136
9 (64%) 12 (92%) ERBB4 2 212578379 deletion TAA>TAA/T splice_region_variant, intron_variant NM_005235.2:c.884-8_884-7delTT rs748883732
7 (50%) 10 (77%) ERBB4 2 212812097 snv T>C/C intron_variant NM_005235.2:c.421+58A>G rs839541
2 (14%) 6 (46%) ERBB4 2 212578379 deletion TAAA>TAAA/T splice_region_variant, intron_variant NM_005235.2:c.884-9_884-7delTTT rs772717270
5 (36%) 5 (38%) FGFR1 8 38285913 deletion GTCA>GTCA/G inframe_deletion NM_001174067.1:c.495_497delTGA rs138489552
12 (86%) 12 (92%) FLT3 13 28610183 snv A>A/G, G/G splice_region_variant, intron_variant NM_004119.2:c.1310-3T>C rs2491231
13 (93%) 13 (100%) NPM1 5 170837513 deletion CT>CT/C intron_variant NM_002520.6:c.847-5delT rs34323200;rs397792554
10 (71%) 11 (85%) NPM1 5 170837513 deletion CTT>CTT/C intron_variant NM_002520.6:c.847-6_847-5delTT rs766749752
9 (64%) 11 (85%) NPM1 5 170837513 insertion C>C/CT intron_variant NM_002520.6:c.847-5dupT rs760834615
4 (29%) 5 (38%) PTEN 10 89711833 deletion AT>AT/A intron_variant NM_000314.4:c.493-34delT
11 (79%) 13 (100%) STK11 19 1220321 snv T>C/C, T/C intron_variant NM_000455.4:c.465-51T>C rs2075606

HGVSc, Human Genome Variation Society (HGVS) notation in cDNA; dbSNP, The Single Nucleotide Polymorphism Database

Discussion

The results of our study indicate the relationship between the immunohistochemical reactivity of CD8/PD-L1 and gene alterations in cSCC with or without metastasis. Tumor metastasis was more common in cases wherein cancer did not arise in sun-exposed areas and was further related to TILs. Some biomarkers, such as PD-L1, TILs, microsatellite instability, mismatch repair, and tumor mutational burden (TMB), have been established for the prediction of immunotherapy effects in patients with metastatic disease [10]. In the current study, TIL numbers were higher in cSCC- than in cSCC+ cases, and they may suppress tumor metastasis. GVNs were decreased in the sun-exposed area because of the relationship between the sun-exposed area and the tumorigenesis of sun-related tumors [11]. Regardless of the cSCC- or cSCC+ status, sunlight might be associated with cSCC prognosis [11]. Although TMB was correlated with TILs, TILs were not related to GVN in this study [12]. In an immunohistological analysis, we set the PD-L1 cutoff to 5%, which did not seem to be related to tumor metastasis. Moreover, GVNs were not related to TILs/CD8 and PD-L1 positivity. However, the presence of PD-L1 was reported to be associated with poorer outcomes in metastatic/perineural cSCC [13, 14].

A number of reports on NGS of cSCC have been published [2, 5, 11, 1520]. We detected alterations in CSF1R, ERBB4, FGFR1, FLT3, KDR, STK11, PTEN, and NPM1; among these, ERBB4, FGFR1, STK11, and PTEN have been highlighted in previous reports. CSF1R, FGFR1, FLT3, and KDR are related to the tumor microenvironment, and ERBB4, STK11, PTEN, and NPM1 are related to proliferation-related factors [2125]. These genetic mutations (due to chronic inflammation or growth durations, for instance) might lead to tumor invasion and metastasis of cSCC. The alterations in CSF1R, FLT3, and NPM1 were detected in cSCC for the first time in this study. Comparing cSCC- and cSCC+, abnormalities in CTNNB1, GNAQ, GNAS, IDH2, JAK2, and NRAS were detected only in cSCC+; abnormalities in APC, ATM, CDKN2A, EGFR, ERBB2, FGFR2, FGFR3, MET, MPL, NOTCH1, PDGFRA, RB1, RET, SMAD4, SMARCB1, SMO, and TP53 were more frequently detected in cSCC+ than in cSCC-. Of these genes, GNAQ, GNAS, and JAK2 are associated with cell growth-related factors, whereas NRAS, IDH2, and CTNNB1 are cancer-related genes [2634]. APC, PDGFRA, RET, and SMO are tumor-related genes; ATM, CDKN2A, RB1, NOTCH1, SMAD4, SMARCB1, and TP53 are tumor suppressor genes; EGFR, ERBB2, MET, and MPL are proliferation-related genes; and FGFR2 and FGFR3 are related to the tumor microenvironment. Thus, these genes seem to be related to tumor metastasis or malignancy [21, 22, 2834]. From a genetic point of view, if these genes show some type of mutations, careful follow-up might be required after the primary diagnosis of cSCC without tumor metastasis. ERBB4 and NPM1 have similar mutation burdens in both cSCC+ and cSCC-; therefore, these genes are thought to be related to the tumorigenesis of cSCC.

Furthermore, we examined the relationship between tumor depth (>10 mm) and gene mutations to evaluate tumor invasion. Eight cases with tumor depth >10 mm showed mutations in CSF1R, ERBB4, FLT3, KDR, and NPM1, regardless of lymph node metastasis. As previously mentioned, these genes are related to the tumor microenvironment or tumor proliferation-related factors, and tumors with these gene alterations tend to have a strong invasion capacity and increased malignancy.

Although we present new findings in this report, there are a few limitations. First, the number of cases examined was small, and only a limited number of genes were searched. It has not yet been determined whether the detected mutations are tumorigenic. Progress from the early stages of tumor development and tumor growth cannot be observed during the clinical course. For CD8 and PD-L1, we assessed the overall area of the largest represented specimen, and evaluated the area with the highest number of CD8-/PD-L1-positive cells. Thus, the area with the highest number of CD8-/PD-L1-positive cells was different in each case. These results were only detected in cSCC, and we could not compare them with normal tissues because the size of the normal tissue was small for genetic analysis.

In conclusion, we demonstrated the relationship between CD8 and PD-L1 immunohistochemical reactivity and gene alterations in cSCC with or without metastasis. Tumor metastasis was more frequent in cases in which the cSCC occurred in a non-sun-exposed area, which was related to TILs or tumorigenesis of the cSCC in this study. Immunohistochemical positivity for PD-L1 did not seem to be related to the presence of tumor metastasis. From a genetic perspective, ERBB4 and NPM1 are assumed to be involved in tumorigenesis in cSCC. This may lead to new therapeutic applications and new drug development. Additionally, GNAQ, GNAS, JAK2, NRAS, IDH2, and CTNNB1 are cancer-related genes that may be related to tumor metastasis. The genes that were highly expressed in metastatic cSCC (APC, ATM, CDKN2A, EGFR, ERBB2, FGFR2, FGFR3, MET, MPL, NOTCH1, PDGFRA, RB1, RET, SMAD4, SMARCB1, SMO, and TP53) may cause metastasis. If these genes contain mutations, careful follow-up may be required to prevent metastasis in cSCC.

Data Availability

All relevant data are within the paper.

Funding Statement

Grants: This study was supported by the KAKENHI grant from the Japan Society for the Promotion of Science KAKENHI Grant (Number 20K16195). The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.

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Decision Letter 0

Avaniyapuram Kannan Murugan

19 Dec 2022

PONE-D-22-26166The relationship between CD8/PD-L1 immunohistochemical reactivity and gene alterations in cutaneous squamous cell carcinomaPLOS ONE

Dear Dr. Nishida,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

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Avaniyapuram Kannan Murugan, M.Phil., Ph.D.

Academic Editor

PLOS ONE

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2. Please amend your current ethics statement to address the following concerns:

a) Did participants provide their written or verbal informed consent to participate in this study?

b) If consent was verbal, please explain i) why written consent was not obtained, ii) how you documented participant consent, and iii) whether the ethics committees/IRB approved this consent procedure.

3. Thank you for stating the following financial disclosure: 

Grants: This study was supported by the KAKENHI grant from the Japan Society for the Promotion of Science KAKENHI Grant (Number 20K16195).

  

Please state what role the funders took in the study.  If the funders had no role, please state: "The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript." 

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Please include this amended Role of Funder statement in your cover letter; we will change the online submission form on your behalf.

Additional Editor Comments:

Although manuscript received mostly positive comments, reviewers also raise many critiques about inadequate information on data, legend and accuracy in reference. Kindly address the critiques carefully in a point-by-point manner.

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Partly

Reviewer #2: Yes

Reviewer #3: Partly

**********

2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #2: Yes

Reviewer #3: Yes

**********

3. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: No

Reviewer #2: Yes

Reviewer #3: No

**********

4. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #2: Yes

Reviewer #3: Yes

**********

5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: The manuscript by Haruto Nishida et al., is a retrospective study that examined the CD8+ tumor infiltrating lymphocytes and and PD-L1 positivity in 27 cutaneous squamous cell carcinoma tissues. The authors also applied next-generation sequencing using a sequencing panel targeting 50 cancer-associated genes to examine the variation of these genes, and mutations in 4 novel genes were found. The results are primary and provide novel information on immune response and gene variation in the cutaneous squamous cell carcinoma, even though the number of cases is small.

The major drawback of the manuscript is in the result part. The specificity of the antibodies and the method of quantification should be clearly stated/presented, but was mostly missing in the manuscript. The only two figures included in the manuscript are not illustrated adequately and the figure legends did not provide necessary information. The tables give information on patients and major findings, but the legends were very confusing, partly due to the misuse of punctuation. As the authors pointed out in the discussion part, the lack of normal tissue control is another drawback of the study.

1. Evaluation of TILs and PD-L1

It was indicated in line 73-74 that “the one focus of the largest represented specimen was scored as 0 or 1 in the tumor invasion area …”. Does this mean that CD8-positive cells were counted only in one area of a single section? Does this result represent the percentage of CD8-positive cells in the whole specimen?

The same question of evaluation of PD-L1.

2. Figure 1 and Figure 2:

It is necessary to indicate the border of tumor.

The CD8 staining is brown, I suppose, but the counterstaining was not described at all, neither in the “material and method” part nor in the figure legends.

It would also be nice to include a scale bar in the figures.

The inclusion of a higher-magnification image would also be appreciated

3. Legends for table 1 and 2

The legends are very confusing and difficult to understand. For example, “<5%; 0, >5%; 1,”, does it mean that “0, <5%; 1, >5%;”?

4. Discussion

In this study, the TIL score is higer in non-metastatic cSSC, and the TIL score is correlated to the PD-L1 positivity. It has been reported before that within the established tumor microenvironment, infiltrating CD8+ T cells often fail to clear tumors (Bottomley et al., 2019); and within metastatic cSSC, PD-1 was frequently found on CD8+ cellsand the presence of PD-L1 was associated with poorer outcomes (Slater and Googe, 2016; Linedale et al., 2017). Could these issues been discussed further more?

Reviewer #2: Nishida et al. present a very nice study evaluating the relationship between CD8/PD-L1 biomarker expression with cutaneous squamous cell carcinoma gene alterations. This work is important for identifying genes that can be used for future therapeutic targets and in which cases these genes are relevant. I only have some minor comments to improve the manuscript prior to publication:

- In line 24, the sentence would be more precise with “We performed immunohistochemical staining for CD8 and PD-L1, ...” to differentiate between the NGS and immunohistochemical staining methods.

- In the introduction, the first sentence describes that several new immunotherapy drugs are in development, but you provide only one reference that is then used again in the following sentence. I suggest adding a recent review by Wright et al. (PMID: 34282763) that describes multiple targets and the clinical trial status which will help to strengthen your claim.

- The citation used in line 49 is incorrect since this refers to the AmpliSeq document from Illumina. Please correct this.

In the methods and figure legends, there is no description of the type of blue nuclear stain that is used in Figure 1 and 2. Please add such a description.

- To ensure reproducibility, I suggest reporting the actual P values for each statistical test used when you refer to the result as statistically significant.

Reviewer #3: The authors investigated the level of PD-L1 and TILs in cutaneous squamous cell carcinoma patients with or without metastasis. The Immunohistochemistry approach was used to determine the role of PD-L1 expression and frequency of CD8-positive tumor infiltrating lymphocytes (TILs) in these patients. In addition, authors investigated the correlations between the clinical data and PD-L1/CD8 expressions. Moreover, Nishida et al. examined the alternations in some cancer-associated genes using next-generation sequencing to identify potential gene alterations in this cohort. Their data showed that PD-L1 expression was lower in SCC cases with metastasis and TILs are more abundant in SCC cases without metastasis. Others also reported similar finding using the same approach (Roper E, et al. 2017. PMID: 28666643, Amoils M, et al. 2019. PMID: 30012051, Gambichler T, et al. 2017. PMID: 28501937, Kamiya S, et al. 2018. PMID: 30411509). However, it was concluded that the PD-L1 positivity was not related to the present of tumor metastasis in the discussion section.

Nishida et al. also found alterations in some cancer-associated genes such as CSF1R, ERBB4, FGFR1, FLT3, KDR, STK11, PTEN, and NPM1. Among the panel of 50 cancer-associated genes, abnormalities in CSF1R, KDR, FLT3, and NPM1 genes were claimed to be detected in cSCC for the first time. The alterations in CTNNB1, GNAQ, GNAS, IDH2, JAK2, and NRAS genes were only reported in cSCC with metastasis, while abnormalities in APC, ATM, CDKN2A, EGFR, ERBB2, FGFR2, FGFR3, MET, MPL, NOTCH1, PDGFRA, RB1, RET, SMAD4, SMARCB1, SMO, and TP53 were mostly reported in cSCC with metastasis.

Major concern

Although it was claimed that relationship between PD-L1/CD8 immunohistochemistry reactivity to gene alterations was investigated in this manuscript, but authors didn’t show any result that directly investigate this relationship. It would be interesting to see correlation between individual gene alteration to PD-L1/CD8 immunohistochemistry reactivity. Based on current result, Nishida et al. used two different approaches and reported their findings based on each approach to clinical data. Therefore, the title might be misleading.

Other concerns:

1. The figure legends were missing.

2. Both figures only have one image. Please show representative images of cases with PD-L1 <5% and >5% in Figure 2 and also TILs <5% and >5% in Figure 1.

3. Nishida et al. reported alteration for CSF1R, KDR, FLT3, and NPM1 genes in cSCC for the first time, however the KDR was previously reported in another study by Chang D, et al. 2021 (PMID: 34272401).

4. Please check lines 189/188 of manuscript and confirm that Blue represents those with higher frequency in cSCC- or cSCC+?

**********

6. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

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Reviewer #1: No

Reviewer #2: No

Reviewer #3: No

**********

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PLoS One. 2023 Feb 13;18(2):e0281647. doi: 10.1371/journal.pone.0281647.r002

Author response to Decision Letter 0


6 Jan 2023

Dear Editor:

Thank you for your review of our manuscript and for the positive comments. Below is our point-by-point response addressing the journal requirements, and comments from the reviewers and Editor. The revisions are highlighted in yellow in the manuscript.

Journal Requirements

1. Please ensure that your manuscript meets PLOS ONE's style requirements, including those for file naming.

We have carefully perused all the journal requirements and ensured that the manuscript complies with them.

2. Please amend your current ethics statement to address the following concerns:

a) Did participants provide their written or verbal informed consent to participate in this study? b) If consent was verbal, please explain i) why written consent was not obtained, ii) how you documented participant consent, and iii) whether the ethics committees/IRB approved this consent procedure.

The study was retrospective and patients’ consent was obtained using an opt-out method. Participants could always refuse if they wanted to. The study adhered to the guidelines described in the Declaration of Helsinki and was approved by the institutional ethics committee and review board of Oita University, Japan (approval number: 2191). We have described the details in “Material and Methods.”

Please state what role the funders took in the study.

The funder had no role in this study. Accordingly, we have declared the following in the cover letter: “The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.”

Reviewer: 1

Comment: 1. Evaluation of TILs and PD-L1

It was indicated in line 73-74 that “the one focus of the largest represented specimen was scored as 0 or 1 in the tumor invasion area …”. Does this mean that CD8-positive cells were counted only in one area of a single section? Does this result represent the percentage of CD8-positive cells in the whole specimen? The same question of evaluation of PD-L1.

Response: Thank you for your query. For CD8 and PD-L1, we assessed the overall area of the largest represented specimen and evaluated the area with the highest number of CD8-/PD-L1-positive cells. Thus, the percentage of the highest area was different in each case. We have added this point as a limitation of the present study.

Comment: 2. Figure 1 and Figure 2: It is necessary to indicate the border of tumor. The CD8 staining is brown, I suppose, but the counterstaining was not described at all, neither in the “material and method” part nor in the figure legends. It would also be nice to include a scale bar in the figures. The inclusion of a higher-magnification image would also be appreciated

Response: Thank you for the valuable suggestions. We have added a scale bar and a red line indicating the tumor border in the figures. The nuclei were counterstained with hematoxylin. We have added the information in the “Material and Methods” and figure legends. The image is presented at ×40 (the highest magnification).

Comment: 3. Legends for table 1 and 2: The legends are very confusing and difficult to understand. For example, “<5%; 0, >5%; 1,”, does it mean that “0, <5%; 1, >5%;”?

Response: We apologize for the confusing presentation. We have corrected it as per your suggestion.

Comment: 4. Discussion: In this study, the TIL score is higer in non-metastatic cSSC, and the TIL score is correlated to the PD-L1 positivity. It has been reported before that within the established tumor microenvironment, infiltrating CD8+ T cells often fail to clear tumors (Bottomley et al., 2019); and within metastatic cSCC, PD-1 was frequently found on CD8+ cells and the presence of PD-L1 was associated with poorer outcomes (Slater and Googe, 2016; Linedale et al., 2017). Could these issues been discussed further more?

Response: Thank you for your comment and for drawing our attention to these previously published reports. We carefully referred to these reports and have added the following text to the “Discussion” section: “the presence of PD-L1 was reported to be associated with poorer outcomes in metastatic/perineural cSCC [13, 14].”

Reviewer: 2

Comment: In line 24, the sentence would be more precise with “We performed immunohistochemical staining for CD8 and PD-L1, ...” to differentiate between the NGS and immunohistochemical staining methods.

Response: Thank you for your comment. We have rephrased the sentence as suggested by you.

Comment: In the introduction, the first sentence describes that several new immunotherapy drugs are in development, but you provide only one reference that is then used again in the following sentence. I suggest adding a recent review by Wright et al. (PMID: 34282763) that describes multiple targets and the clinical trial status which will help to strengthen your claim.

Response: Thank you for your suggestion. We agree with your comment and have referred to the review article mentioned by you.

Comment: The citation used in line 49 is incorrect since this refers to the AmpliSeq document from Illumina. Please correct this. In the methods and figure legends, there is no description of the type of blue nuclear stain that is used in Figure 1 and 2. Please add such a description.

Response: Thank you for your pointing out these issues. We have corrected the “References.” The nuclei were counterstained with hematoxylin. We have added the information in the “Material and Methods” and figure legends.

Comment: To ensure reproducibility, I suggest reporting the actual P values for each statistical test used when you refer to the result as statistically significant.

Response: Thank you for your suggestion. We have added p < 0.05 wherever needed.

Reviewer: 3

Comment: Based on current result, Nishida et al. used two different approaches and reported their findings based on each approach to clinical data. Therefore, the title might be misleading.

Response: Thank you for your suggestion. We have changed the title to “CD8/PD-L1 immunohistochemical reactivity and gene alterations in cutaneous squamous cell carcinoma.”

Comment: 1. The figure legends were missing.

Response: Thank you for your comment. We have included the Figure legends in the body of the text immediately after the first paragraph in which the figures are cited, per the submission guidelines.

Comment: 2. Both figures only have one image. Please show representative images of cases with PD-L1 <5% and >5% in Figure 2 and also TILs <5% and >5% in Figure 1.

Response: Thank you for this suggestion. We have added images for cases with PD-L1 <5% and TILs <5%.

Comment: 3. Nishida et al. reported alteration for CSF1R, KDR, FLT3, and NPM1 genes in cSCC for the first time, however the KDR was previously reported in another study by Chang D, et al. 2021 (PMID: 34272401).

Response: Thank you for this suggestion. We have incorporated the correction in the revised manuscript.

Comment: 4. Please check lines 189/188 of manuscript and confirm that Blue represents those with higher frequency in cSCC- or cSCC+.

Response: Thank you for this suggestion. We have corrected it as “cSCC+.”

Decision Letter 1

Avaniyapuram Kannan Murugan

30 Jan 2023

CD8/PD-L1 immunohistochemical reactivity and gene alterations in cutaneous squamous cell carcinoma

PONE-D-22-26166R1

Dear Dr. NIshida,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

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If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they’ll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org.

Kind regards,

Avaniyapuram Kannan Murugan, M.Phil., Ph.D.

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #1: All comments have been addressed

Reviewer #2: All comments have been addressed

Reviewer #3: All comments have been addressed

**********

2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Yes

Reviewer #2: Yes

Reviewer #3: (No Response)

**********

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #2: Yes

Reviewer #3: (No Response)

**********

4. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #2: Yes

Reviewer #3: (No Response)

**********

5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #2: Yes

Reviewer #3: (No Response)

**********

6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: (No Response)

Reviewer #2: I thank the authors for their work in addressing my comments. I find that all of the revisions made have improved the paper and it is now acceptable for publication.

Reviewer #3: (No Response)

**********

7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: No

Reviewer #2: No

Reviewer #3: No

**********

Acceptance letter

Avaniyapuram Kannan Murugan

1 Feb 2023

PONE-D-22-26166R1

CD8/PD-L1 immunohistochemical reactivity and gene alterations in cutaneous squamous cell carcinoma

Dear Dr. Nishida:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

If we can help with anything else, please email us at plosone@plos.org.

Thank you for submitting your work to PLOS ONE and supporting open access.

Kind regards,

PLOS ONE Editorial Office Staff

on behalf of

Dr. Avaniyapuram Kannan Murugan

Academic Editor

PLOS ONE

Associated Data

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    Data Availability Statement

    All relevant data are within the paper.


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