INTRODUCTION
The global increase in type 2 diabetes mellitus (DM) is a recognized re-emerging risk and challenge to tuberculosis (TB) control (1). Individuals with DM have three times the risk of developing TB and there are now more individuals with TB-DM co-morbidity than TB-HIV co-infection. (2, 3) The association between DM and TB was first described by centuries ago by Avincenna, a persian philosopher, and the co-morbidity was a frequent topic in the medical literature from the first half of the XXth century.(4-7) But this literature dwindled as the association reduced notiriety with the introduction of insulin for diabetes patients and antibiotics for TB. In the 1980s the publications on joint TB-DM began to re-emerge in parallel with the DM ‘pandemic’: The global prevalence of DM among adults has increased by 20% in less than 30 years (8), and DM is predicted to reach 642 million worldwide by 2040 with most (80%) of the patients living in low and middle-income countries where TB is also endemic. (9) Consequently, the World Health Organization has identified DM as a neglected, important and re-emerging risk factor for TB (1). In this chapter ‘DM’ will refer mostly to type 2 DM since it is the most prevalent form, but type 1 DM in children has also been associated with TB.(9, 10) This chapter describes the epidemiology of TB-DM, the impact of DM on the clinical presentation and outcomes of TB, the underlying biology that favors the co-occurrence of both diseases, and the public health implications for TB control and DM management.
EPIDEMIOLOGY OF TB-DM
DM as a risk factor for TB
Diabetes prevalence has increased worldwide as a result of population ageing, urbanisation, changes in diet and reduced physical activity patterns resulting in increasing obesity (11). About 80% of the 415 million estimated DM cases globally are from low and middle income countries and the DM prevalence is projected to rise most steeply in regions with high TB incidence over the next 30 years (9). A systematic review of 13 observational studies found that DM increases the risk of TB by three-fold (relative risk 3.11; 95% CI 2.27-4.26).(3) Even though this is the best-characterized aspect of the association between TB and DM, these findings present wide variation between studies with risk ratios ranging between 0.99-7.83. This illustrates the complexity of studying DM as a risk factor for TB given the heterogeneity in DM populations worldwide with respect to their age, access to healthcare, level of glucose control, and the type and number of DM complications and medications. Furthermore, co-ocurrence of DM with other host characteristics can further synergize TB risk among DM patients, as suggested for DM plus smoking, micro and macro-vascular complications of DM, and even their social environment (12-14) This emphasizes the need for studies reporting a thorough characterization of DM and other host factors with multivariable analysis in order to reach reliable conclusions.
The prevalence of TB-DM is higher in low- and middle-income countries where TB and DM are most prevalent. Of the ten countries with the highest number of DM patients worldwide, 6 are classified as “high burden” for TB by the World Health Organization, meaning they contribute to 80% of the TB cases worldwide (Figure 1). As studies on the epidemiology of TB-DM increase worldwide, certain regions display particularly high prevalence rates of DM among TB, including South India (54%), the Pacific Islands (40%) and northeastern Mexico (36%).(15-18) However, developed countries are not excempt, and can have sub-populations with similar hotspots, as is the case of US communities adjacent to Mexico where the DM prevalence among TB patients is nearly 40%.(18) The co-ocurrence of TB-DM is not likely to diminish anytime soon. Longitudinal analysis of 163 countries reported increased TB incidence in settings where DM prevalence increased over time (19). In the Mexican state of Tamaulipas, across the border with the US, TB-DM increased by at least 2.8% among TB patients diagnosed between 2006-2013, and this was not explained by higher glucose testing implemented at TB clinics in Mexico (20)(Figure 2). A more remarkable increase of 83% was reported for all Mexican states between 2000-2012. (21)
Contribution of DM to TB control
At the population level, the contribution of DM to TB is generally between 10-20%, but can vary substantially, even within a country. For example, in the UK the general population attributable risk is 10%, but rises to 20% in Asian males.(22) In countries where TB and DM are endemic such as India or Mexico, the population attributable risk reaches at least 20%.(23, 24) In the Texas-Mexico border our findings are even more striking with data suggesting that DM is the underlying attributable risk for nearly one-third (28%) of the adult TB cases, and 51% among TB patients who are 35-60 years old. In this region, HIV contributes to only 3-6% of the adult TB cases (18). Therefore, even though DM confers a significantly lower risk of TB at the individual level (3-fold) when compared to HIV (>20-fold), in communities like these where the sheer number of DM patients is high, the contribution of DM to TB can be higher than HIV (25). A study using dynamic TB transmission models to analyze the potential effects of DM on TB epidemiology in 13 countries with high burden of TB concluded that stopping the rise of DM would avoid 6 million (95% CI 5.1, 6.9) incident cases and 1.1 millin (1.0, 1.3) TB deaths in these countries in 20 years (26). Thus, every community worldwide needs to evaluate the prevalence of DM and its contribution to TB. This information is variable between regions and critical to guide for the most efficient use of limited resources for TB control programs.
Profile of the TB-DM patient
The profile of TB-DM patients versus TB only is strikingly different, with TB-DM patients being older, obese and more likely to be females who are not likely to present behaviors classically associated with TB such as alcohol abuse, consumption of illicit drugs, incarceration or HIV-AIDS. Thus, physicians need to be trained in contemporary times to “think TB” when examining patients with pulmonary infections and a “non-classical” socio-demographic profile for TB, in order to avoid delays in TB diagnosis. TB-DM patients (versus TB only) are also more likely to have lower education and higher unemployment, which complicates TB and DM management given that these sociodemograhic factors are associated with less access to healthcare and poorer glucose control (20).
Directionality of the association
Most studies on TB-DM are observational with few cohorts (all retrospective based on medical records) so stict inference of directionality in the association is not possible. However, most data provides support for DM preceding TB. All cohorts to date indicate that DM develops before TB, and those with further characterization of the DM patients suggest that it is not DM in itself, but rather, poorly controlled DM that increases TB risk (14, 27, 28) Cross-sectional studies also support the concept of DM preceding TB, with chronic DM patients (median 7 years) that present other DM complications prior to TB development (18, 20, 29). This highlights the missed opportunities for preventing TB among DM patients who have presumably been in contact for years with their healthcare providers. However, TB-DM patients should be distinguished from TB patients with transient hyperglycemia secondary to the inflammation induced during TB.(30) Thus, a new DM diagnosis can only be established once the TB patient is no longer febrile.
Impact of the association between TB and DM on early DM diagnosis and management
Given that an estimated 50% of DM patients in developing countries are not aware of their DM diagnosis, TB clinics are becoming hubs for new diagnosis of DM worldwide. Some studies show that newly-diagnosed DM patients with TB (versus previously-diagnosed DM) have a different profile: they are more likely to be males, younger patients, and with lower HbA1cs (15, 18, 20). This highlights the importance of TB clinics to reach males who are not as likely to be in contact with the healthcare system when compared to females, or to identify patients who are at an earlier stage of their DM before the presentation of additional and irreversible micro- and macro-vascular complications of DM. Thus, a growing public health challenge for low- and middle-income countries where both diseases are most likely to converge, is to coordinate the long-term care required for DM with the immediate short-term care required for TB control.
CLINICAL PRESENTATION OF TB IN TB-DM PATIENTS AND PUBLIC HEALTH IMPLICATIONS
Many studies suggest that DM is associated with the clinical presentation of TB. Namely, TB-DM patients (versus TB-no DM) are more likely to present with pulmonary (versus extra-pulmonary), cavitary (versus non-cavitary) and sputum smear-positive TB at diagnosis. During the course of TB treatment, TB-DM patients take longer to convert from sputum smear-positive to -negative. Some studies also find that DM patients are more likely to present with drug-resistant and multi-drug resistant TB, although this relationship is not seen in all studies (Figure 3). I expand on each of these:
Pulmonary versus extra-pulmonary TB
Pulmonary TB accounts for 70-80% of the cases, and it is generally accepted that immune compromise facilitates hematogenous dissemination of Mtb, predisposing to extrapulmonary TB. Such is the case of TB patients with HIV-AIDS (31) or those taking TNF blockers (32). This contrasts with TB-DM patients who are less likely to present with extrapulmonary TB (17, 28, 33, 34). This may be due to a hyper-reactive cell-mediated immune response to Mtb in DM patients that may be suboptimal for containing Mtb growth within the lung, but effective for preventing its dissemination and reactivation elsewhere (35-37).
Cavitary and smear-positive TB
Mtb induces a strong cell-mediated immunity leading to the formation of pulmonary granulomas (tubercles) that are thought to be a double-edged sword for the host (38). Granulomas initially limit Mtb growth, but in hosts in whom Mtb continues to replicate, these structures undergo central caseation with rupturing and spilling of thousands of viable bacilli into the airways. This “cavitary TB” is associated with sputum smear-positivity (39). TB-DM patients are more likely than TB-no DM to present with cavitary TB that is accompanied by higher bacillary burden in sputa (34, 40).
Together, the higher frequency of PTB vs extrapulmonary TB, cavitary TB, and smear-positive TB at diagnosis and extending during treatment, would predict that TB-DM patients are more infectious than TB-no DM (41). Such studies have never been conducted, but if confirmed, this would mark another public health implication for the TB-DM co-morbidity.
Drug and multi-drug resistant (MDR) TB
The relationship between drug or MDR TB in DM is unclear, with conflicting findings on the association between higher drug or MDR-TB in TB-DM patients versus TB-no DM (20, 42-50) In a meta-analysis of publications up to 2010, the prevalence of drug-resistant or MDR TB among recurrent TB cases was not significantly higher in TB-DM patients (OR 1.24, 95% CI 0.72, 2.16) (51). However, these findings were based on only four studies. Hence, there is a need for more studies that systematically evaluate the relationship between MDR TB and DM co-morbidity, with appropriate testing for MDR TB among the entire population at the time of TB diagnosis (not just those with treatment failures), multivariable analysis to sort out the independent contribution of DM versus other confounders, and characteristics of the study population and protocols of the local TB control programs in order to understand the circumstances under which MDR TB and DM may synergize.
TB TREATMENT OUTCOMES IN TB-DM PATIENTS
There is growing evidence from observational studies that TB-DM is associated with an increase in adverse TB treatment outcomes, specifically for delays in mycobacterial clearance, treatment failures, death, relapse and re-infection (Figure 3)(27, 52, 53).
Delays in sputum smear clearance and treatment failure
TB-DM versus TB-no DM patients are more likely to remain sputum smear-positive after completion of the intensive phase of treatment, and this outcome is an early predictor of treatment failure (sputum smear or culture positivity at five months or later during treatment), which is also more likely in TB-DM versus TB-no DM (51, 53, 54).
Death
Death was a hallmark of the co-morbidity in the 1950s with studies reporting that patients with DM were likely to die from a diabetic comma or TB (4-7). In a systematic review and meta-analysis of contemporary literature, Baker et al concluded that the risk of death from TB or any other cause in 23 unadjusted studies was nearly 2-fold (RR 1.89; 95% CI 1.52-2.36), and this increased to 4.95 (95% CI 2.69-9-10) in 4 studies that adjusted for age and potential confounders (51).
Relapse and re-infection
TB-DM patients also appear to have a higher risk of relapse. The review by Baker et al reported a nearly 4-fold risk of relapse in TB-DM versus TB-no DM (RR 3.89; 95% CI 2.43-6.23) (51). A prospective study in southern Mexico with 1262 TB patients characterized for Mtb genotypes further distinguished between relapses and re-infections, and found higher adjusted odds of both outcomes in DM vs no DM (OR= 1.8 for both recurrence and relapse) (53).
Should TB-DM patients be managed differently from TB-no DM?
The clinical findings and higher risk of adverse outcomes in TB-DM patients indicate the need for prospective cohort studies aimed at confirming these observations and identifying the underlying factors leading to treatment failures in DM. Two underlying factors are prime suspects. The first is poor glucose control. Chronic hyperglycemia is associated with the dysfunctional immunity to Mtb in DM patients (Figures 5), and hence, likely to reduce the efficiency of anti-mycobacterial treatment. Hyperglycemia may also compromise Mtb killing by affecting the microvasculature and reducing lung tissue perfusion for optimal immune surveillance. However, the need for intervention studies to assess the effect of glucose control on TB treatment outcomes is questionable (55), and the WHO considers that the available data is sufficient to recommend optimized glucose control as part of the management of TB-DM patients for improved TB outcomes (56). The second suspect is possible suboptimal plasma levels of anti-mycobacterial antibiotics in the DM versus non-DM patients (57-59). While these studies have conflicting results, further assessment of suboptimal drug levels and its relationship to treatment failure among TB-DM patients is required, particularly in the continuation phase of treatment (60). This may not only lead to treatment failure, but can favor the development of MDR-TB as discussed above. With the available information, a joint group of expert clinicians have provided recent guidelines for treatment of drug-susceptible TB with specific recommendations for DM patients. First, depending on the resources and epidemiology of the community, screening for DM should be performed on all new TB patients with age > 45 years, body mass index > 25, first-degree relative with diabetes and race/ethnicity of African American, Asian, Hispanic, American Indian/Alaska Native or Hawaiian Native/Pacific Islander. Second, pyridoxine (vitamin B6) should be given with INH to DM patients, given their higher risk of neuropathy. Third, given that DM patients are more likely to present cavitations, smear-positivity at diagnosis and/or remain culture-positive at 2 months of treatment, a continuation phase of seven months duration is recommended, for a total of 9 months of therapy. Fourth, consideration should be given to measuring their drug concentrations in serum (therapeutic drug monitoring) to gain insights into the adequacy of drug dosing and need for tailored adjustments. If the DM patient has end stage renal disease, then therapeutic drug monitoring may be necessary to adjust drug levels in the context of dialysis, assess interactions with other medications for their co-morbid condition, and monitor toxicity (61).
BIOLOGICAL BASIS FOR THE ASSOCIATION BETWEEN TB AND DM
Immunological impairment has played a major role in TB susceptibility throughout history, and with the DM pandemic, DM is now among the most common causes of compromised immunity that favor TB development in contemporary times, along with HIV/AIDS, malnutrition, aging and smoking (62, 63). But DM contrasts from these other underlying conditions in that the immunity against Mtb is not necessarily “compromised” but rather, “dysfunctional”, with excessive and/or delayed responses against Mtb. A summary of the key innate and adaptive components of the immune response that affect TB outcomes is provided in Chapter 3.
Innate immunity to Mtb in the TB-naïve DM host
In studies to simulate the first encounter between Mtb and the innate immune response of a TB-naïve host with DM, we find that monocytes from healthy individuals with DM (versus non-DM) have significantly reduced association (binding and phagocytosis) of Mtb. This defect appears to be attributed to alterations in the diabetic monocyte itself as well as in serum opsonins for Mtb, particularly the C3 component of complement which mediates Mtb phagocytosis (64, 65)(Figure 4). These in-vitro findings in humans are consistent with in-vivo observations in mice with chronic DM where there is also a reduced uptake of Mtb by alveolar macrophages within two weeks of infection (66). Furthermore, this model of chronic DM in mice is associated with delayed innate immunity to Mtb due to late delivery of Mtb-bearing antigen-presenting cells to the lung draining lymph nodes (67). Efficient phagocytosis and priming of the adaptive immune responses are necessary to activate the cell-mediated immune response that restricts initial Mtb growth (67) and these delays likely contribute to the higher risk of DM patients for Mtb infection and persistence (Figure 3).
Adaptive immune responses to Mtb in DM hosts with LTBI and TB
Studies in individuals with LTBI and DM
The scanty literature in individuals with LTBI and DM (LTBI-DM) versus LTBI-no DM, shows decreased frequencies of LTBI (68, 69) It is possible that lower levels of pro-inflammatory cytokines in DM can favor progression from LTBI to TB in DM, but further studies are required to understand the impact of lower anti-inflammatory cytokines as well.
Studies in individuals with TB and DM
In contrast to LTBI, there are a number of immunological studies in DM patients with TB (TB-DM) that indicate a hyper-inflammatory response to Mtb antigens when compared to TB-no DM. Most studies indicate that the ex-vivo (whole blood) and in-vitro stimulation of peripheral white blood cells with mycobacterial antigens results in higher Th1 and Th17 responses, including higher IFN-γ and IL-17 secretion (35-37) (Figure 5 for IFN-γ). Other cytokines promoting immunity have been also reported to be higher in TB-DM vs TB-no DM, such as IL-2 and GM-CSF (35, 37). TB-DM cases also have a higher frequency of single- and double-cytokine producing CD4+ Th1 cells in response to Mtb antigens (for IFN-γ, TNF-α or IL-2) (37). These hyper-active responses in peripheral blood contrast with the results from few studies conducted at the site of infection (in bronchoalveolar lavage) where TB-DM patients appear to have reduced activation of immunity; one reported a lower proportion of activated alveolar macrophages (70), and another higher anti-inflammatory (IL-10) and lower pro-inflammatory (IFN-γ) cytokines (71). The impact of the host compartment (peripheral blood versus lung) requires further study. In mice with chronic DM and TB, there is higher pulmonary Mtb burden and more extensive inflammation with higher expression of pro-inflammatory cytokines like IFN-γ (67, 72, 73). These findings in the lungs of mice resemble the hyper-response to Mtb antigens in the peripheral blood of TB-DM (versus TB-no DM) patients, with similar findings in the guinea pig model of TB-DM (74).
Understanding the immune dysfunction to Mtb in DM patients
Given that efficient Mtb killing by anti-mycobacterial antibiotics requires cooperation between innate and adaptive immune responses, the higher frequency of adverse outcomes in DM patients suggests that the hyper-reactive immune response to mycobacterial antigens in TB-DM patients is not effective for Mtb killing. There are several possible explanations for the contribution of dysfunctional immunity to these adverse treatment outcomes. 1) The higher Th1 and Th17 response is only present in the peripheral blood of TB-DM patients, while anti-inflammatory responses that facilitate Mtb growth only occur in the lungs. 2) There is a higher production of pro-inflammatory cytokines like IFN-γ in the lungs of humans (as observed in mice), but it is not effective for downstream activation of macrophages or cytotoxic T-cells that ultimately kill Mtb. 3) The hyper-reaction to Mtb antigens may be deleterious and contribute to lung tissue damage with more severe TB and the higher frequency of death in TB-DM patients. Understanding this complex relationship between excessive immunity in TB-DM will help improve the clinical management of TB patients, regardless of their DM status. Current TB research interests include the identification of host-directed therapies that synergize with antibiotics for effective Mtb elimination. The goal of these host-directed therapies is to boost immune mechanisms that diminish excess inflammation to reduce lung tissue damage and limit Mtb growth. Coincidently, the most commonly-used medication for type 2 diabetes, metformin, is one of the candidates for TB host-directed therapy (75). Preliminary findings suggests metformin may be beneficial for TB control by reducing the deleterious inflammation associated with immune pathology and enhancing the anti-mycobacterial activity of immune cells (76). Additional studies are now required to further elucidate the underlying relationship between MetF and Mtb killing, with careful assessment of the risks involved by adding anti-inflammatory medications like MetF to the TB regimen (77).
DM AND LTBI
Risk of LTBI in patients with DM
The literature often refers to DM as a risk factor for reactivation of LTBI to TB, but the relative risk of primary versus reactivation TB has never been systematically studied in DM. That is, there is scanty information on whether DM increases the risk of successful LTBI in close contacts, and/or facilitates the progression from LTBI to TB. Indirect evidence suggests that both scenarios are possible. In a population-based study in TB patients from Southern Mexico, the proportion of Mtb strains with genotypes that were clustered (similar genotypes suggesting recent infection) versus non-clustered (different Mtb genotypes suggesting re-activation TB) did not differ between TB-DM and TB-no DM patients (Mtb genotype clusters in 24% and non-clustered in 76% in both study groups)(24). However, other findings suggest that DM may increase the risk of primary TB. First, a cohort of close contacts of TB patients in China reported that DM was a risk factor for TB development within 5-years after the diagnosis of TB in the index case (adjusted OR 3.4, 95%CI 1.0-11.3)(78). Second, TB-DM patients are more likely to have lower lobe lung infiltrates which is where Mtb implants upon inhalation. This is classical of primary TB, when compared to upper lung infiltrates after lympho-hematogenous dissemination in reactivation TB (79). However, alternative explanations for the higher frequency of lower lung lobe infiltrates in DM are also possible (e.g. older age is more frequent in DM and also favors lower lung lobe infiltrates).
Immunoassays for diagnosis of LTBI (or TB): is there immune compromise in DM patients?
The in-vivo tuberculin skin test (TST) and ex-vivo Interferon-gamma release assays (IGRAs, namely QuantiFERON-TB Gold assays by Qiagen and T.Spot-TB by Oxford Immunotec) are used in the clinical setting to diagnose LTBI in individuals with high risk of TB progression (targeted testing), or to support the diagnosis of TB. These assays detect immunological memory to Mtb (or mycobacteria spp. for TST) and their performance depends on immune function. Given the contribution of these tools to TB prevention, there is a need to determine whether the immune dysfunction in DM compromises their performance. In TB patients +/− DM, most studies show that DM does not compromise the performance of TST and/or IGRAs, with some contradictory findings that may be attributed to lack of control for possible confounders (80-83).
There are few studies on the performance of the TST or IGRAs for the diagnosis of LTBI in DM patients. A community-based study in Tanzania showed that the proportion of QFT-IT negatives was higher among individuals with pre-DM or DM (vs no DM), suggesting reduced sensitivity of these assays in these patient population. However, this difference was not significant after controlling for confounders (81). Among refugees in Atlanta, US, there was a higher proportion of LTBI among those with pre-DM or DM (versus non-DM) when using QFT-IT (84) Thus, the few available studies do not indicate a clear compromise due to DM, but studies are needed to understand the individual contribution of DM and its synergy with additional host factors (older age, gender, BMI) that can collectively influence assay sensitivity.
CONCLUDING REMARKS
The converging pandemic of DM in low- and middle-income countries where TB is endemic has been identified as one of the factors that will hinder the global TB target of 90% reduction in TB incidence by 2035 (85). Several fronts need to be addressed: How can we prevent the development of TB among DM patients? How do we stratify among the millions of DM patients who have LTBI into those for higher TB risk for tailored and cost-effective recommendations for LTBI treatment? How can we reduce the prevalence of adverse TB treatment outcomes in TB-DM patients? A unifying factor from epidemiological, clinical and immunological studies on TB and DM is the importance of glucose control on TB risk and adverse TB treatment outcomes (55). Glucose control is also the mainstay for the prevention of other DM complications (86). Thus, it will be important to establish whether HbA1c in itself is a good predictor of TB risk among DM patients with LTBI, and how other biological or social factors can help refine risk estimates. But this apparently simple goal of achieving good glucose control among DM patients, particularly in low- and middle-income countries, is a major challenge that will require a multi-disciplinary approach. Epidemiological, clinical and basic science research should guide the identification of simple and measurable risk factors for TB development at the individual level, and the public health and healthcare systems should make policy and adopt these findings. Only then will we be able to stratify TB risk with more precision for targeted TB prevention among the millions of DM patients at risk for TB.
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