Table 4 Implementation science metrics for evaluating PROM implementation initiatives in routine care settings
Implementation science construct | Evaluating perception of the innovation (PROMs) | Evaluating the implementation strategies |
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Acceptability | Patients and clinicians • % willing to recommend PROMs to other patients • % reporting PROMs helpful in discussing symptoms/symptom management • % reporting ease of use and comprehensibility for PROMs and technology systems | • Stakeholder perceptions of acceptability of implementation strategies (e.g., PROM training session is appropriate length) • Barriers and enablers for implementing PROMs • Related contextual factor: organizational readiness for change |
Appropriateness | • PROM fit with patient population (e.g., literacy level, technology comfort, language(s), font size, culturally appropriate, meaningful for clinical condition) • PROM fit for clinic team (e.g., PROM easy to interpret, meaningful for clinical care, integrated in electronic health record system, linked clinical decision support) • PROM fit with clinic culture and values • Perceived relative advantage of PROMs vs. usual care • Leadership support for PROMs | • Stakeholder perceptions of clinic needs and resources for implementing PROMs • Fit of potential implementation strategies for specific clinics, their needs and resources, clinic team members, and patient population • Leadership support for implementation strategies (e.g., providing space and time for clinic team to receive training) |
Feasibility | • Extent to which technology or electronic health record can be developed or modified to administer PROMs and visualize results in a meaningful way for clinicians • If collecting PROMs from home, feasibility testing considers underserved patient groups’ needs and access to internet and habits (or alternative data collection methods like interactive voice response offered) • Consent rate > 70% (if applicable) • How many and which items are missed or skipped (and identifiable patterns) • Length of time for patients to complete the PROM, comprehensibility • Rates of technical issues • Dropout rate for patients • PROM characteristics (e.g., literacy demand, number of items, preliminary psychometric properties if used in new population, validity and reliability evidence for population) | • “Action, actor, context, target, time (AACTT)” framework [62]: describe who needs to do what differently, and select fit-for-purpose strategies • % clinics completing at least one implementation activity or phase (and/or all activities and implementation phases) • Rates of technical issues for clinics • Stakeholder perceptions of which implementation strategies are possible • Stakeholder perceptions of what to include in PROM training session • Pilot study or rapid cycle testing to determine if implementation strategy is possible (e.g. whether specific workflow change possible in a clinic) • Which implementation activities were completed vs. skipped |
Adoption | • % of clinics advancing to administering PROMs routinely • Representativeness of clinics willing to initiate PROMs • Underserved patient groups (e.g., older patients) complete PROMs at similar rates to clinic average | • Dropout rate for clinics • Representativeness of clinics completing implementation activities • Stakeholder perceptions and observations on which implementation support strategies were/were not effective in a clinic, and why • How and why clinics operationalized implementation strategies • Minor changes made to implementation strategies to fit local conditions or context (if major changes, see fidelity below) • StaRI reporting guidelines for implementation strategies [61] |
Reach/penetration | • % of patient panel completing ≥ 1 PROM during defined time interval (denominator chosen appropriately: all patients with an in-person visit during time interval, etc.) • % of missing data during defined time interval (with appropriate denominator) • Informed missingness (correlated with patient demographics) • Average # PROMs completed per patient during interval | • % of clinic team participating in implementation strategies • % of clinic team attending training • % of clinic team reporting training helped them understand new role and how to implement in their workflow • Clinicians: % reporting self-efficacy for using PROMs after training |
Fidelity | • Consistency of PROMs completed by patients (e.g., 80% PROM completion rate for clinic) • % of clinicians who review PROMs with patients during visits • How and why clinics adapted the innovation (e.g., changed PROM timeframe for items) • FRAME framework for reporting adaptions to interventions [49] | • FIDELITY framework [50]: report on five implementation fidelity domains (study design, training, delivery, receipt, and enactment) • How and why clinics or support personnel adapted implementation strategies (e.g., changed the PROM training format or content) • % of clinics completing all implementation activities |
Cost | • Financial, personnel, and time costs to administer and review PROMs on routine basis • Technology costs | • Financial, personnel, technology, and time costs to implement PROMs • Cost of Implementing New Strategies (COINS) [64] |
Sustainability | • Extent to which PROMs become normalized and routinized in a clinic’s workflow • Stakeholder perceptions • Periodically assess whether updates to PROMs are needed | • Routine data-informed feedback to clinic on PROM completion rates, missing data, and informed missingness • Provide additional implementation support to identify and overcome new or ongoing barriers (if needed) • Retraining or “booster” training or train new staff (if needed) |