Showing 1 to 10 of 15412 search results.

1. Notice of Decision 2024: Image Dental Clinic Limited [pdf]

   Decision notices Published: 12/09/2024
   This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

2. Notice of Decision 2024: Phoenix Medical Clinic Ltd [pdf]

   Decision notices Published: 12/09/2024
   This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

3. CP24/19: Consumer Credit Regulatory Returns [pdf]

   Consultation papers Published: 12/09/2024
   We are consulting on our proposal to issue a new regulatory reporting return for consumer credit firms who engage in one, or more, of the regulated activities of Credit Broking, Debt Adjusting, Debt Counselling and Providing Credit Information

4. Notice of Decision 2024: STERLING CONSTRUCTION AND RENEWABLES LTD [pdf]

   Decision notices Published: 12/09/2024
   The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation.

5. Notice of Decision 2024: THE SALES AND SERVICE CENTRE LIMITED [pdf]

   Decision notices Published: 12/09/2024
   This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

6. CP24/19: Consumer Credit Regulatory Returns: Credit Broking, Debt Adjusting, Debt Counselling and Providing Credit Information Services

   Consumer credit firms Consultation papers Published: 12/09/2024 Last modified: 12/09/2024
   We are consulting on our proposal to issue a new regulatory reporting return for consumer credit firms who engage in one, or more, of the regulated activities of Credit Broking, Debt Adjusting, Debt Counselling and Providing Credit Information

7. The FCA’s approach to recognition of funds under the Overseas Funds Regime [pdf]

   Corporate documents Published: 11/09/2024
   This document gives details of the process and explains some of the factors the FCA will look at when deciding whether an overseas fund meets the conditions for being recognised under the Financial Services and Markets Act 2000.

8. OFR Recognition Applications – Enhanced disclosures regarding consumer redress schemes and the potential lack of access to FSCS and FOS [pdf]

   Corporate documents Published: 11/09/2024
   Draft disclosure wording that fund operators can use to explain what rights UK investors may have to pursue complaints or compensation.

9. Notice of Decision 2024: Sian Earl [pdf]

   Decision notices Published: 11/09/2024
   This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

10. Short positions disclosed to us [xlsx]

    Data Published: 11/09/2024 Last modified: 11/09/2024
    The Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments. This document shows the public short positions disclosed to the FCA.