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We are seeking a meticulous and knowledgeable Regulatory Compliance Consultant to join our team. As a Regulatory Compliance Consultant, you will collaborate with clients to ensure adherence to regulatory requirements, mitigate compliance risks, and uphold industry standards. This role requires expertise in regulatory frameworks, compliance assessments, risk management, and effective communication to support clients in achieving and maintaining regulatory compliance.
Roles And Responsibilities
Regulatory Compliance Assessment:
Conduct comprehensive assessments of client operations, policies, and procedures to evaluate compliance with regulatory requirements.
Identify gaps, vulnerabilities, and areas of non-compliance through audits, reviews, and analysis of regulatory documentation.
Develop compliance risk assessments and mitigation strategies to address identified issues and improve compliance posture.
Regulatory Framework Interpretation and Guidance:
Interpret and translate complex regulatory requirements into actionable guidance and compliance strategies for clients.
Provide expert advice on regulatory changes, updates, and implications for client operations and business practices.
Collaborate with legal teams and regulatory authorities to ensure accurate interpretation and implementation of regulations.
Policy and Procedure Development:
Assist clients in developing, reviewing, and updating compliance policies, procedures, and documentation.
Design and implement compliance training programs to educate employees on regulatory requirements and best practices.
Monitor policy adherence and recommend enhancements to align with evolving regulatory standards and industry best practices.
Compliance Monitoring and Reporting:
Establish monitoring frameworks and controls to track compliance metrics, key performance indicators (KPIs), and regulatory deadlines.
Prepare and submit regulatory reports, filings, and disclosures accurately and on time.
Conduct internal audits and compliance reviews to assess ongoing adherence to regulatory requirements and organizational policies.
Client Advisory and Relationship Management:
Build and maintain strong relationships with clients, regulatory agencies, and industry stakeholders.
Serve as a trusted advisor, providing strategic guidance and recommendations on compliance issues and regulatory trends.
Collaborate closely with client teams to implement compliance solutions, address challenges, and achieve business objectives.
Continuous Improvement and Education:
Stay updated on regulatory developments, emerging trends, and industry best practices related to compliance.
Recommend process improvements, automation solutions, and compliance tools to enhance efficiency and effectiveness.
Conduct training sessions, workshops, and seminars to educate clients and internal teams on regulatory compliance matters.
Compensation
Competitive salary based on experience and qualifications.
Performance-based bonuses and incentives tied to individual and firm performance metrics in achieving compliance goals.
Comprehensive benefits package including health insurance, retirement plans, and professional development opportunities.
Seniority level
Entry level
Employment type
Full-time
Job function
Legal
Industries
Business Consulting and Services
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