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Financial promotions quarterly data 2024 Q3
The FCA publishes data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 July 2024 and 30 September 2024. -
Survey questions: culture and non-financial misconduct [pdf]
Questions on incidents of non-financial misconduct across wholesale banking, wholesale brokers, wholesale insurers and wholesale insurance intermediaries portfolios. -
Short positions disclosed to us [xlsx]
The Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments. This document shows the public short positions disclosed to the FCA. -
Notice of Decision 2024: ND RENTING AND LEASING LIMITED [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Consumer credit validation order form for agreements entered into before 1 April 2014 [docx]
Consumer credit validation order form for agreements entered into before 1 April 2014 -
Culture and non-financial misconduct survey – findings
Key findings of the FCA culture and non-financial misconduct survey, which examined how firms detect and handle non-financial misconduct incidents. -
Portfolio Letter: FCA strategy for building societies 2025 [pdf]
The FCA sets out key priorities in 2025 for building societies' retail banking and retail mortgage lending activities, including risks of harm. -
Portfolio Letter: FCA strategy for retail banks in 2025 [pdf]
The FCA has set out key priorities for retail banking and retail mortgage lending activities. -
Validation order consumer harm guidance notes [docx]
Validation Order Consumer Guidance Notes -
Notice of Decision 2024: Honest Drinks Co Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.